Compliance Manager

Overview

Ensure regulatory compliance for US power and gas trading operations.

Key Responsibilities

• risk assessment
• regulatory filings
• data surveillance
• compliance oversight
• training delivery
• cross‑functional

Tasks

-Conduct market conduct risk assessments to inform compliance planning and identify control enhancements. -Prepare and file regulatory submissions (e.g., hedge exemptions, CFTC Form 40, FERC Form 552, market activity reports). -Develop and deliver annual compliance training and communication to trading, risk, and technology teams. -Partner cross-functionally with front-office, risk, and technology teams to refine frameworks and controls. -Oversee regulatory compliance across trading operations in U.S. power and gas markets (CFTC, FERC, EIA, ISO, and exchange requirements). -Support legal and compliance leadership in responding to market investigations or regulatory inquiries. -Advise traders on exchange rules, including position limits, exemptions, and related activities. -Monitor and analyze trading and communications data, recommending new surveillance methods in response to evolving activity or regulatory guidance.

Requirements

• iso markets
• ice cme
• regulatory filings
• finance degree
• 5-15 years
• integrity

What You Bring

Do you have a strong sense of integrity and a sharp eye for regulatory detail? Are you energized by the challenge of navigating compliance in a fast-moving, data-driven trading environment? -High ethical standards and sound judgment under pressure. -Detail-oriented, analytical, and proactive in identifying and mitigating compliance risk. -Curious and adaptable — quick to learn new systems, rules, and structures. -Familiarity with ISO markets (e.g., ERCOT, PJM, NYISO, CAISO, ISO-NE) and Financial Transmission Rights. -Experience preparing regulatory filings and managing exchange correspondence. -Strong communicator and collaborator across functions. -5–15 years of compliance experience within energy or commodity trading environments. -Bachelor’s or master’s in finance, economics, business, or a related field. -Background in both physical and financial energy markets, ideally including algorithmic or systematic trading. -Strong working knowledge of ICE, CME, and Nodal exchange rules. -Comfortable taking ownership and driving processes end-to-end.

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Benefits

You’ll be joining a fast-growing energy trading business that combines market expertise with advanced analytics and technology. The team operates with high autonomy, entrepreneurial drive, and a flat, collaborative culture. Expect meaningful responsibility from day one, the opportunity to shape frameworks, and visibility with senior leadership. -Hybrid work environment and flexible scheduling. -Monthly meal and remote-work allowances. -Generous paid time off and holidays. -Competitive base salary and annual performance bonus. -Access to fitness facilities and professional development programs. -401(k) with company match. -Parental leave and wellness benefits. -Comprehensive medical, dental, and vision coverage.

About Piper Maddox

-Founded in 2015 and headquartered in London, Piper Maddox has grown into a global clean-energy recruitment specialist. -Born to serve the renewable transition, it places professionals in solar, wind, storage, hydrogen, and e-mobility projects. -Their footprint spans major clean-tech hubs: UK, Benelux, Nordics, DACH, North America, and now expanding in Miami. -They maintain niche divisions—solar, storage, hydrogen—each led by dedicated specialists, delivering deep domain hiring.

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