AVP, Asset Management Compliance

Overview

Oversee compliance, loan reviews, vendor monitoring, fraud/KYC, and data quality for Asset Management.

Key Responsibilities

• data quality
• vendor monitoring
• audit support
• dashboard reporting
• kyc testing
• loan review

Tasks

-Coordinate with Information Security and Legal/Procurement to ensure proper contract clauses, review scope, and repository compliance. -Data Quality: Define critical Asset Management data elements and exception thresholds; partner with Technology/Analytics to run exception reports and reconciliations; escalate systemic issues. -Coordinate and execute KYC/AML testing aligned with enterprise AML/BSA protocols; track findings and remediation. -Draft findings with root-cause analysis, recommend corrective actions, and confirm remediation through evidence and re-testing. -Vendor Monitoring: Lead vendor monitoring across Servicing and Asset Management, including screenings, insurance/continuity, and information-security reviews. -Audits and Exams: Support audits and exams, lead Asset Management-specific responses, and ensure corrective actions meet closure criteria. Drive the documentation collection for the rating agency review. -Maintain vendor registry, review exceptions, and oversee corrective actions. -Deliver dashboards and reports on key metrics (trends, repeat defects, remediation timeliness, vendor performance, fraud/KYC activity, guide updates). -Guide Updates: Monitor agency guide changes impacting Servicing and Asset Management; track required actions, evidence, and implementation status. -Fraud Tracking: Manage the fraud/KYC log for post-close events; define escalation triggers and ensure enhanced due diligence as required. -Policies and Procedures: Partner with Compliance colleagues and Asset Management team leads to keep Asset Management procedures current, guide-aligned, and improved for control effectiveness. -Conduct thematic reviews targeting risks within Asset Management functions. -Loan Review Execution: Execute post-close loan reviews for Asset Management, producing clear, reproducible workpapers and findings.

Requirements

• 5+ years
• asset management
• advanced excel
• power bi
• bachelor's
• communication

What You Bring

-Ability to show ownership of your work, take on challenges and acknowledge growth opportunities, and demonstrate patience when learning new processes -5+ years of experience in multifamily Asset Management or Servicing, with hands-on compliance and quality control expertise. -Excellent documentation and organizational skills; advanced Excel; familiarity with BI tools (Power BI/Tableau) preferred. -Clear written and verbal communication skills; dependable follow-through and ability to manage multiple priorities. -Bachelor’s degree in Finance, Accounting, Business Administration, or related field required. -Attendance is generally required from 8:30 am – 5:30 pm local time, Tuesday through Thursday, with the option to work remotely on Mondays and Fridays. -Courtesy, respect, and thoughtfulness in teaming with colleagues and other stakeholders -Strong knowledge of post-close obligations and agency requirements.

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Benefits

-The opportunity to join one of Fortune Magazine’s Great Places to Work winners from 2015-2023 -Career development opportunities -401(k) + match -Company-paid life, short and long-term disability insurance -Health Savings Account and Healthcare and Dependent Care Flexible Spending -Competitive dental and vision benefits -A robust health and wellness program – earn cash rewards and gain access to resources that -Pre-tax transit and commuting benefits -Up to 83% subsidized medical payroll deductions -Comprehensive benefit options* that have earned Walker & Dunlop the silver level of the 2022 Cigna Healthy Workforce Designation™, some of which include: -Empowerment and encouragement to give back – volunteer hours and donation matching -Paid maternity and parental leave, as well as other family paid leave programs

About Walker & Dunlop

-Provides capital solutions for commercial real estate transactions across multiple sectors. -Diverse portfolio includes financing for residential, industrial, commercial, and mixed-use projects. -Offers capital markets, loan servicing, investment sales, and agency lending services. -Notable projects include financing for major office buildings, residential complexes, and large-scale industrial facilities. -Continuously innovates with technology to enhance financial solutions.

Sector Specialisms

Security Clearance

-background checks, including any questions related to infractions, arrests, or conviction records, will not be conducted until after a conditional offer of employment has been accepted.