Intern, Compliance, Public Securities Group

Overview

Compliance intern supporting regulatory advice, monitoring, policy review and filings.

Key Responsibilities

• regulatory review
• securities research
• policy design
• compliance testing
• working groups
• compliance monitoring

Tasks

-The intern will assist with marketing reviews, where they will learn and apply different jurisdictional rules for marketing, ensuring materials meet the necessary regulatory standards. -Assist Compliance team members with research related to securities law questions and projects. -Assist Compliance team members as they design and review the firm’s compliance processes, policies and procedures to ensure that the firm as appropriate internal controls. -Assist Compliance team members with testing, and related documentation, of compliance policies and procedures. -Accompany Compliance team members as they participate in various firm working groups, such as GIPS, proxy voting and CSA/soft dollars. -Contribute to the Compliance team’s mandate of analyzing, implementing, and monitoring compliance with policies and procedures of the registered investment companies and the registered investment adviser with a primary focus on equity strategies. -The intern will stay abreast of new compliance updates from the industry regulators, including the SEC, allowing the team to remain compliant with evolving regulations.

Requirements

• bachelor’s
• communication
• collaboration
• compliance
• ms office
• self‑management

What You Bring

-Pursing a Bachelor’s degree in Business, Economics, Legal Studies or a similar related field -Exceptional written and verbal communication skills and strong attention to detail -Ability to work effectively with all levels of the organization, including senior executives and external partners -The intern will become familiar with SEC rules and various compliance tasks, gaining hands-on experience with essential tools in the securities industry. -Proficient with MS Office Suite (Word, Excel and PowerPoint) -Ability to independently manage workload and respond to shifting priorities

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About Brookfield

-The company manages a diversified portfolio across real estate, infrastructure, renewable power, and private equity. -Brookfield is known for its strategic investments in large-scale assets that drive long-term value. -Its diverse real estate portfolio spans office towers, residential complexes, retail spaces, and logistics hubs. -Notably, Brookfield has made substantial investments in renewable energy, including wind, solar, and hydroelectric projects. -The firm has built a reputation for its ability to manage complex, large-scale infrastructure projects worldwide. -Brookfield has been instrumental in major developments like the World Financial Center in New York and London's Canary Wharf. -The company is renowned for creating and managing sustainable, high-value assets across key sectors of the global economy. -Brookfield is also focused on growing its presence in emerging markets, capitalizing on growth opportunities in Asia and Latin America.

Sector Specialisms