Senior Compliance Specialist

Overview

Ensures insurance product compliance with FINRA/SEC, manages filings, audits, and training.

Requirements

• serff
• series 6/7
• finra
• regulatory research
• technical writing
• bachelor's

What You Bring

-Bachelors degree -Experience with operational compliance within a broker dealer environment (can be an in-house Broker dealer within a large organization as well)

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About Alpine Solutions Group

-Starts with a simple challenge: connecting top-tier tech and engineering talent with high-growth companies. -Engages in roles spanning application development, big data platforms, BI, RPA, electrical & civil engineering, accounting, and healthcare implementation, blending deep technical insight with staffing agility. -Typical projects include scaling engineering teams for Series‑B to Series‑D startups, supporting finance leadership hires, and supplying specialized talent for healthcare credentialing and revenue cycle systems.

Sector Specialisms