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Regulatory Compliance Consultant II
Wipfli
Provides audit, consulting, tax, and advisory services to organizations across various sectors.
Provide consultative and compliance expertise to financial services clients, conduct regulatory compliance testing, and identify/assess associated risks.
16d ago
Intermediate (4-7 years)
Full Time
De Pere, WI
Hybrid
Company Size
2,600 Employees
Service Specialisms
Accounting Services
Audit & Assurance
Consulting
Cybersecurity
Financial Services
Forensic Accounting
Healthcare
Human Resources
Sector Specialisms
Nonprofits
Associations
Role
What you would be doing
regulatory testing
compliance expertise
client compliance
Conduct routine regulatory compliance testing for federal consumer compliance regulations
Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
What you bring
communication skills
high volume
compliance audits
analytical skills
bachelor’s degree
lending
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
Experience in creating, executing, and documenting regulatory compliance audits
Strong analytical skills with high attention to detail and accuracy
Bachelor’s Degree
Knowledge and experience in lending
3+ years of experience in banking / financial institutions
Benefits
Information not given or found
Training + Development
Information not given or found
Interview process
Information not given or found
Visa Sponsorship
Information not given or found
Security clearance
yes, wipfli performs background checks for potential employees.
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