Regulatory Compliance Consultant II
Wipfli
Assist financial services clients with regulatory compliance audits, testing and consulting.
2 days ago ago
$60,000 - $99,000
Intermediate (4-7 years)
Full Time
Naperville, IL
Hybrid
Company Size
2,600 Employees
Service Specialisms
Accounting Services
Audit & Assurance
Consulting
Cybersecurity
Financial Services
Forensic Accounting
Healthcare
Human Resources
Sector Specialisms
Nonprofits
Associations
Role
What you would be doing
compliance expertise
regulatory gaps
risk assessment
consultative approach
compliance management
regulatory testing
- Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
- Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
- Conduct routine regulatory compliance testing for federal consumer compliance regulations
What you bring
travel
communication
bachelor's
3+ years
lending
compliance
- About 20% travel to client locations within the U.S. is required
- Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
- Bachelor’s Degree
- 3+ years of experience in banking / financial institutions
- Knowledge and experience in lending
- Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
- Strong analytical skills with high attention to detail and accuracy
- Experience in creating, executing, and documenting regulatory compliance audits
Information not given or found
Training + DevelopmentInformation not given or found
Interview process
Information not given or found
Visa SponsorshipInformation not given or found
Security clearanceInformation not given or found
Company
Overview
Since 1930
Year Established
The company has been operational since its establishment in 1930.
- Focus on driving growth and efficiency in healthcare, financial services, and manufacturing.
- Consultants and advisors provide tailored solutions with deep industry knowledge.
- Notable for its ability to help organizations with complex financial reporting, compliance, and operational challenges.
- Consistently recognized for high-quality results and long-term client relationships.
- Optimize strategies, technology, and people for sustainable success.
- We care deeply about our people.
- We lead with integrity.
- We put our clients first.
- We are focused on results.
- We work together as one team.
- We challenge the status quo.
- We are passionate about growth and development.
2030
Net-Zero Goal
Aim to achieve net-zero carbon emissions by this year through comprehensive sustainability efforts.
- Integrate sustainability efforts into daily operations to achieve energy efficiency, waste reduction, and lower carbon footprint.
- Focus on reducing environmental impact through technology, collaboration, and innovation.
- Provide sustainable solutions to clients that align with both environmental and business objectives.
- We aim for a workforce that represents diverse backgrounds, perspectives, and experiences.
- We are committed to creating an inclusive workplace that fosters collaboration and respect.
- We are focused on empowering women in leadership positions and increasing gender diversity at all levels.
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