Intern, Compliance, Public Securities Group at Brookfield in Chicago, IL | USD20-30 | Kablio

Role

Description

compliance testing

policy review

regulatory monitoring

marketing review

legal research

working group

Assist Compliance team members as they design and review the firm’s compliance processes, policies and procedures to ensure that the firm as appropriate internal controls.
Contribute to the Compliance team’s mandate of analyzing, implementing, and monitoring compliance with policies and procedures of the registered investment companies and the registered investment adviser with a primary focus on equity strategies.
The intern will stay abreast of new compliance updates from the industry regulators, including the SEC, allowing the team to remain compliant with evolving regulations.
The intern will assist with marketing reviews, where they will learn and apply different jurisdictional rules for marketing, ensuring materials meet the necessary regulatory standards.
Assist Compliance team members with testing, and related documentation, of compliance policies and procedures.
Assist Compliance team members with research related to securities law questions and projects.
Accompany Compliance team members as they participate in various firm working groups, such as GIPS, proxy voting and CSA/soft dollars.

Requirements

sec rules

bachelor’s

ms office

communication

self‑management

collaboration

The intern will become familiar with SEC rules and various compliance tasks, gaining hands-on experience with essential tools in the securities industry.
Pursing a Bachelor’s degree in Business, Economics, Legal Studies or a similar related field
Proficient with MS Office Suite (Word, Excel and PowerPoint)
Ability to work effectively with all levels of the organization, including senior executives and external partners
Exceptional written and verbal communication skills and strong attention to detail
Ability to independently manage workload and respond to shifting priorities

Benefits

Information not given or found

Training + Development

Information not given or found

Interview process

Information not given or found

Visa Sponsorship

Information not given or found

Security clearance

Information not given or found

Company

Overview

Founded in 1899

Years in Business

Brookfield has been a global leader in alternative asset management for over a century, showcasing its long-standing presence and expertise in the industry.

The company manages a diversified portfolio across real estate, infrastructure, renewable power, and private equity.
Brookfield is known for its strategic investments in large-scale assets that drive long-term value.
Its diverse real estate portfolio spans office towers, residential complexes, retail spaces, and logistics hubs.
Notably, Brookfield has made substantial investments in renewable energy, including wind, solar, and hydroelectric projects.
The firm has built a reputation for its ability to manage complex, large-scale infrastructure projects worldwide.
Brookfield has been instrumental in major developments like the World Financial Center in New York and London's Canary Wharf.
The company is renowned for creating and managing sustainable, high-value assets across key sectors of the global economy.
Brookfield is also focused on growing its presence in emerging markets, capitalizing on growth opportunities in Asia and Latin America.

Culture + Values

We are driven by a deep sense of purpose, a commitment to long-term value creation, and a passion for excellence.
We maintain a high standard of ethical conduct, transparency, and responsibility in all that we do.
We collaborate with people from diverse backgrounds and leverage their skills, perspectives, and experiences to achieve our objectives.
We take a long-term view and act with patience, discipline, and integrity in the pursuit of value for our investors, partners, and communities.
We are committed to fostering a workplace where everyone is empowered to perform at their best and where ideas and opinions are respected.

Environment + Sustainability

2050 target

Net Zero Carbon Emissions

Commitment to achieving net zero carbon emissions across all assets.

100% renewable

Energy Generation Capacity

Achieved 100% renewable energy generation capacity.

$20 billion

Investment in Clean Energy

Invested over $20 billion in clean energy and sustainability-related projects.

Committed to reducing carbon footprint across all assets, including real estate and infrastructure holdings.
Integrated sustainability into its investment process and actively works with portfolio companies to enhance environmental performance.

Inclusion & Diversity

30% Target by 2025

Female Leadership Roles

Aiming to achieve a 30% representation of women in leadership positions by 2025.

30% Globally

Senior Leadership Representation

Currently, women hold 30% of senior leadership roles across global operations.

Established programs to support recruitment and advancement of underrepresented talent across all levels.
Tracks and reports on diversity metrics regularly to ensure accountability.
Invested in training and development initiatives to support career advancement for diverse talent.

Articles

Investor Relations

Brookfield Code of Business Conduct and Ethics

Reddit: Hiring Director, Product Management at Brookfield Properties

Reddit: Vice President, Corporate Communications at Brookfield Asset Management

Role

Description

compliance testing

policy review

regulatory monitoring

marketing review

legal research

working group

Assist Compliance team members as they design and review the firm’s compliance processes, policies and procedures to ensure that the firm as appropriate internal controls.
Contribute to the Compliance team’s mandate of analyzing, implementing, and monitoring compliance with policies and procedures of the registered investment companies and the registered investment adviser with a primary focus on equity strategies.
The intern will stay abreast of new compliance updates from the industry regulators, including the SEC, allowing the team to remain compliant with evolving regulations.
The intern will assist with marketing reviews, where they will learn and apply different jurisdictional rules for marketing, ensuring materials meet the necessary regulatory standards.
Assist Compliance team members with testing, and related documentation, of compliance policies and procedures.
Assist Compliance team members with research related to securities law questions and projects.
Accompany Compliance team members as they participate in various firm working groups, such as GIPS, proxy voting and CSA/soft dollars.

Requirements

sec rules

bachelor’s

ms office

communication

self‑management

collaboration

The intern will become familiar with SEC rules and various compliance tasks, gaining hands-on experience with essential tools in the securities industry.
Pursing a Bachelor’s degree in Business, Economics, Legal Studies or a similar related field
Proficient with MS Office Suite (Word, Excel and PowerPoint)
Ability to work effectively with all levels of the organization, including senior executives and external partners
Exceptional written and verbal communication skills and strong attention to detail
Ability to independently manage workload and respond to shifting priorities

Benefits

Information not given or found

Training + Development

Information not given or found

Interview process

Information not given or found

Visa Sponsorship

Information not given or found

Security clearance

Information not given or found

Company

Overview

Founded in 1899

Years in Business

Brookfield has been a global leader in alternative asset management for over a century, showcasing its long-standing presence and expertise in the industry.

The company manages a diversified portfolio across real estate, infrastructure, renewable power, and private equity.
Brookfield is known for its strategic investments in large-scale assets that drive long-term value.
Its diverse real estate portfolio spans office towers, residential complexes, retail spaces, and logistics hubs.
Notably, Brookfield has made substantial investments in renewable energy, including wind, solar, and hydroelectric projects.
The firm has built a reputation for its ability to manage complex, large-scale infrastructure projects worldwide.
Brookfield has been instrumental in major developments like the World Financial Center in New York and London's Canary Wharf.
The company is renowned for creating and managing sustainable, high-value assets across key sectors of the global economy.
Brookfield is also focused on growing its presence in emerging markets, capitalizing on growth opportunities in Asia and Latin America.

Culture + Values

We are driven by a deep sense of purpose, a commitment to long-term value creation, and a passion for excellence.
We maintain a high standard of ethical conduct, transparency, and responsibility in all that we do.
We collaborate with people from diverse backgrounds and leverage their skills, perspectives, and experiences to achieve our objectives.
We take a long-term view and act with patience, discipline, and integrity in the pursuit of value for our investors, partners, and communities.
We are committed to fostering a workplace where everyone is empowered to perform at their best and where ideas and opinions are respected.

Environment + Sustainability

2050 target

Net Zero Carbon Emissions

Commitment to achieving net zero carbon emissions across all assets.

100% renewable

Energy Generation Capacity

Achieved 100% renewable energy generation capacity.

$20 billion

Investment in Clean Energy

Invested over $20 billion in clean energy and sustainability-related projects.

Committed to reducing carbon footprint across all assets, including real estate and infrastructure holdings.
Integrated sustainability into its investment process and actively works with portfolio companies to enhance environmental performance.

Inclusion & Diversity

30% Target by 2025

Female Leadership Roles

Aiming to achieve a 30% representation of women in leadership positions by 2025.

30% Globally

Senior Leadership Representation

Currently, women hold 30% of senior leadership roles across global operations.

Established programs to support recruitment and advancement of underrepresented talent across all levels.
Tracks and reports on diversity metrics regularly to ensure accountability.
Invested in training and development initiatives to support career advancement for diverse talent.

Articles

Investor Relations

Brookfield Code of Business Conduct and Ethics

Reddit: Hiring Director, Product Management at Brookfield Properties

Reddit: Vice President, Corporate Communications at Brookfield Asset Management