Snr Wholesale Regulatory Lead

Description

• Partner with the business to strengthen compliance capability, culture, and awareness
• Oversee and enhance compliance controls under the Compliance Management System (CMS) and Three Lines of Defence (3LoD) model.
• Maintain and uplift key frameworks including the Market Conduct Policy and Derivatives Compliance Procedure.
• Lead and contribute to rule change submissions, market reforms, and regulatory consultations.
• Analyse and report on compliance trends, breaches, and emerging risks across Trading and Transition.
• Provide authoritative second-line advice on trading, derivatives, and market conduct compliance.

Requirements

• Proven ability to translate complex regulation into practical business advice.
• Exceptional stakeholder management and communication skills.
• A tertiary qualification in Law, Business, Risk, or related discipline; postgraduate or professional compliance certifications (GRCI, ICA) highly regarded.
• Practical knowledge of compliance frameworks, risk controls, and monitoring systems (e.g. Archer).
• Strong experience interpreting and applying complex regulatory obligations in energy, financial markets, or similarly regulated industries.
• Deep understanding of market regulation and governance (AER, AEMC, AEMO, ASIC, ASX).

Benefits

• Energise Program - flexible working that is team centric enabling all individuals to agree and succeed together
• Annual Performance Bonus
• 2 paid recharge days
• State-of-the-art Melbourne office, stunning views only 3-4 minute walk from Southern Cross station
• Onsite Tech Bar
• Excellent company culture, down-to-earth and friendly organisation - be authentic, bring your whole self to work!
• 20 weeks’ paid parental leave that’s completely gender-equal
• Employee discount on your electricity and gas, discounts on major brands and products

Training + Development

Interview process

Visa Sponsorship

Security clearance