Director, Regulatory Reporting | PGIM Public and Private Fixed Income

Description

• Keeping abreast of industry/regulatory developments and market trends that can impact the business model and/or offer opportunities to improve our internal processes
• Support staff in problem-solving and adopting new processes and where escalation is needed.
• Works with Head of Operations to ensure the team is following a global regulatory reporting strategy and framework to ensure compliance with in-scope regulations.
• Manage and provide oversight for staff, ensuring alignment with departmental goals.
• Anticipate and mitigate risks that could impact performance or deadlines.
• Motivate and engage team members through effective management practices.
• Collaborate with Compliance, Legal, and Operational Risk for guidance on complex issues.
• Provide coaching, mentoring, and career development opportunities.
• Collaborates effectively with internal stakeholders including Senior Leadership, Operating Risk management, TSG, Legal & Compliance.
• Oversee daily production work and ensure consistent process execution.
• Proactively identify inefficiencies and leverage available tools to enhance workflows.
• Build and maintain strong relationships with key stakeholders, including BlackRock and other vendors.
• Embraces and encourages change and development
• Prepares key performance metrics and may be required to present updates at various committees and meetings.
• Serve as the primary escalation point for regulatory reporting matters.
• Maintain a well-controlled support environment by enforcing process standards.
• Attend client meetings and calls, ensuring timely and accurate query resolution.
• Ensure continuity and consistency in service delivery across the team.
• Oversee preparation and delivery of performance appraisals for direct reports.
• Respond to complex requests from internal stakeholders with clarity and precision.

Requirements

• Demonstrate understanding of daily tasks to provide coverage when needed.
• Extensive knowledge of regulatory reporting requirements in EMIR (UK & ESMA), ASIC, FMIA, SFTR and MIFID II (T+1 and Post Trade Reporting)
• Strong leadership skills
• Minimum 10 years of experience in Operations/Regulatory Reporting environment, with at least 5 years in a managerial capacity in Regulatory Reporting
• Knowledge of Aladdin, Unavista, DTCC, Kaizen & Novatus beneficial
• Ideal candidate would come from an operations, regulatory or change management background
• Comprehensive understanding of operational Risk and a strong commitment to maintaining robust operational controls.
• Excellent communication and leadership skills, with the ability to influence across departments
• Good product knowledge across all Fixed Income Products (Bonds, Derivatives Futures, Options) (Equities are not required).
• Excellent written and verbal communication skills on all levels
• Enjoys being a part of a team but is able to work independently

Benefits

• Life Assurance & Income Protection: Life Assurance for 8 times your basic annual salary, up to a max benefit of £1.8million. 60% of your basic annual salary for a limited payment terms of 5 years, at the end of which a capital sum of 2x your basic annual salary is payable.
• Private Medical Insurance: PGIM offers private medical insurance and pays the full premium on behalf of all employees.
• Retirement Savings Plan: Employees receive a company contribution of 10% basic annual salary and a maximum employer-matching contribution of 5% of basic annual salary.
• Annual Leave of 25 to 28 days, based on years of service, at full pay.

Training + Development

Interview process

Visa Sponsorship

Security clearance