Kablio AI
AI Turbo Recruiter
Want to hear how I work? Hit play.Kablio AI applies for you. You just show up to the interviewKablio AI helps you secure roles in construction, clean energy, facilities management, engineering, architecture, sustainability, environment and other physical world sectors.
Get hired, get rewarded!
Land a job through Kablio and earn a 5% salary bonus.
Exclusive benefits
5%Bonus
Deputy Compliance Leader - Financial Services
Ge Vernova
Lead compliance program for GE Vernova Financial Services, covering global regulatory obligations.
6d ago
$170,000 - $210,000
Expert & Leadership (13+ years)
Full Time
New York, NY
Office Full-Time
Company Size
76,800 Employees
Service Specialisms
Energy Services
Digital Solutions
Sustainability
Smart Grid Technologies
Consulting
Sector Specialisms
Power
Gas Power
Steam Power
Nuclear
Hydro Power
Wind
Onshore Wind
Offshore Wind
Role
What you would be doing
due diligence
aml monitoring
risk assessment
broker compliance
regulatory analysis
executive reporting
- Registered Investment Adviser Obligations: Assess compliance obligations and execute controls aligned to various advisory and capital markets products and services, including third-party fundraising and management.
- Due Diligence: Assess customers, joint venture partners and third parties, including those conducting business in high-risk jurisdictions, to identify potential integrity and ethical concerns, and reputational harms.
- Enhanced Due Diligence: Execute enhanced due diligence, monitoring and oversight to ensure adherence to Anti-Bribery-Anti-Corruption, Economic Sanctions and Anti-Money Laundering/Know-Your-Customer laws, regulations, Company standards and leading practices.
- Risk Assessment: Demonstrate strategic leadership assessing the materiality and relevancy of identified integrity and compliance risks, and, in partnership with commercial resources, develop written procedures and risk-based controls designed to help prevent, detect and respond to, development-related compliance risk.
- Broker-Dealer Compliance: Coordinate and execute compliance obligations for regulated securities transactions arranged through a registered Broker-Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private placements and brokerage activities.
- Strategic Advice & Execution: Partner with commercial resources to analyze regulatory obligations and licensing requirements potentially arising from new business activities. When warranted, operationalize and implement control enhancements to meet local obligations.
- Executive Communication & Buy-In: Provide clear, actionable recommendations aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources.
What you bring
10+ years
bachelor’s degree
master’s degree
series 7
fca handbook
mifid-ii
- Experience with asset management, fund management, brokerage activities for securities transactions and/or capital raising.
- Demonstrated understanding of debt financing products, investment and equity products, financial advisory services and their impact on and relevancy to compliance operations.
- Resourceful, with demonstrated skill in managing multiple concurrent priorities and deadlines.
- Experience with strategy, design, implementation and maintenance of preventive and detective controls underpinning an effective global compliance program.
- Demonstrated understanding of the UK Financial Conduct Authority (FCA) Handbook, underlying compliance principles, regulator expectations and regulatory frameworks.
- Proven support for complex transactions and demonstrated ability translating diligence into compelling recommendations that drive action and decision-making.
- Strong analytical, written and oral communication and problem-solving skills.
- Experience with and understanding of compliance obligations for broker-dealers which are FINRA-member firms.
- Experience with U.S. and/or global regulatory regimes related to financial services firms, such as broker-dealers and financial advisers, investment advisers and private equity.
- 10+ years’ experience mainly focused on Compliance-related roles. Combined Compliance, Legal and/or Audit experience will also be considered.
- Energy sector, infrastructure and/or development investment experience.
- Experience with Financial Crime Compliance laws, regulations, controls and program requirements across Compliance Risk areas like Anti-Money Laundering and Counter-Terrorism Financing, Economic Sanctions and Trade Controls, and anti-corruption frameworks such as the US Foreign Corrupt Practices Act and UK Bribery Act.
- Experience advising senior management, crafting creative solutions and evaluating multiple business objectives against compliance principles and best practices.
- Experience with and understanding of compliance obligations for investment advisers registered with the Securities & Exchange Commission (SEC).
- Experience with Markets in Financial Instruments Directive (MiFID-II) and Capital Requirements Directive IV (CRD-IV) frameworks and regulatory requirements.
- Bachelor’s degree from an accredited university; advance degree preferred.
- Master’s or Law degree.
- Holds U.S. securities industry licenses, such as SIE, Series 7 and Series 24.
Information not given or found
Training + DevelopmentInformation not given or found
Interview process
Information not given or found
Visa SponsorshipInformation not given or found
Security clearance- offer contingent on successful drug screen.
People also searched
Risk Advisor Jobs in New York City United StatesRisk Manager Jobs in New York City United StatesRisk Analyst Jobs in New York City United StatesRisk Advisor Jobs in Staten Island United StatesRisk Manager Jobs in Staten Island United StatesRisk Analyst Jobs in Staten Island United StatesRisk Advisor Jobs in Manhattan United StatesRisk Manager Jobs in Manhattan United States
Company
Overview
April 2024
Founded
The company emerged from the spin-off of GE's energy units in April 2024.
>$10B Quarterly Revenue
Revenue Growth
Achieves over $10 billion in quarterly revenue, driven by demand for power infrastructure and digital solutions.
$3B
Wind Turbine Backlog
Maintains a significant backlog in wind turbine orders, reflecting strong market demand.
25%
Global Electricity Supply
Contributes to generating 25% of the world’s electricity through its installed turbines and grids.
- Traces roots back to Edison and Alstom, merging power, renewable, digital & financial wings.
- Headquartered in Cambridge, MA, crafts large-scale gas turbines, SMRs, wind turbines, hydro and grid tech to fuel economies.
- On the nuclear front, advancing small modular reactors (like BWRX‑300) in partnership with utilities and supporting semiconductor projects.
- Wind prowess spans onshore, offshore and blade making—with key sites like Dogger Bank offshore and blade plants in Spain.
- Electrification arm tackles grid stability: HVDC, transformers, storage, conversion, plus GridOS software powering smarter infrastructure.
- Weaves finance and consulting through energy-infrastructure investments, funding solar farms to pipelines via GE Energy Financial Services.
- Relentlessly focused on advancing the world’s transition to cleaner, more sustainable energy.
- Believes in working with customers, partners, and communities to create innovative energy solutions that make a meaningful difference.
- Prioritizes excellence, integrity, and accountability in everything they do.
- Committed to driving real change through technology and partnerships that will transform the global energy landscape.
2050 target
Net zero commitment
Committed to achieving net zero carbon emissions by 2050.
- Focused on reducing emissions through advanced energy technologies.
- Maximizing use of renewable energy sources and leveraging digital solutions for energy efficiency.
- Solutions aim to decarbonize industries and help customers meet their sustainability goals.
Kablio AIIf you're someone who helps build and power the world (or dreams to), Kablio AI is your pocket-sized recruiter that gets you hired.
Copyright © 2025 Kablio