Chief Operating Officer
Employer undisclosedRole managed by a recruiter
Strategic leader overseeing operations & technology for growing broker‑dealer firm
17 days ago ago
Expert & Leadership (13+ years), Experienced (8-12 years)
Full Time
Eden Prairie, MN
Hybrid
Role
What you would be doing
What you bring
leadership
finra s24
mba
fintech
project management
ibd/ria
- Strong leadership abilities with the capability to set clear direction, inspire, and motivate teams and build an inclusive and collaborative work environment; demonstrated experience developing and implementing operational strategies that drive organizational growth and success.
- Experience engaging directly with clearing platforms/offerings and organization.
- Bachelor’s degree in Business Administration, Finance, or related field; MBA preferred; FINRA S 24 required/within 90 days of hire; proven leadership experience as COO or a similar role within the broker dealer industry; FINRA S 65, 66, and/or 99 preferred
- Have operated in the independent broker/dealer space, with preference towards candidates who have hybrid IBD/RIA operational experience.
- Exceptional interpersonal and communication skills with the ability to build strong relationships with internal and external stakeholders; strong ability to effectively communicate complex information to diverse audiences in a clear, concise manner.
- Resilient leader who can operate effectively in a growing and ever-changing organization and industry.
- “Inside/Out” person; can run a tight ship and build a service model yet work well with and win the respect of top Advisors.
- Demonstrated track record of successfully managing and growing operational and technology functions within a small to medium sized organization.
- Understanding/experience in fintech opportunities and integration.
- Deep knowledge/experience in project management skills.
- Proven experience in driving operational efficiencies, process improvements, and implementing best practices; strong project management skills with the ability to prioritize and execute complex initiatives within agreed timelines.
Information not given or found
Training + DevelopmentInformation not given or found
Interview process
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Visa SponsorshipInformation not given or found
Security clearanceInformation not given or found
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