Senior Compliance Analyst

Description

• Serves as a strategic business partner and subject matter expert for state regulations and requirements
• Gather information for any state related reporting, surplus lines tax filings or data calls
• Provides oversight, analysis and guidance to employees and/or business units
• Assists managers in the development and delivery of compliance training
• Assists with managing producer, broker, and claims adjuster licenses and renewals and database management
• Conducts benchmarking research on best practices
• Ensures content of compliance policies and procedures are up-to-date
• Actively promote a culture of a high standard of compliance
• Assists in providing information for internal and external requests
• Maintain complete and organized files
• Works with the appropriate departments to gain agreement, makes changes, and revises the Code of Business Conduct and Ethics or Senior Officer Code as necessary
• Maintains the Companys compliance intranet site as an education and informational sharing tool
• Communicates new or revised compliance documentation
• Prepares Executive Management Reports
• Maintains all electronic files, reports, filed documents, etc. related to compliance activities
• Performs spot checks of business unit controls, analyzes and presents results
• Assist with problem solving, researching, and preparing responses to Legal Dept requests or regulatory inquiries
• Monitors compliance activities at regulatory agencies and informs managers, directors, and business units
• Periodically meets with management to provide updates on licensing and outstanding tasks

Requirements

• Experience: 4+ years
• High School Grad / GED
• Ability to analyze data and prepare reports with a high level of accuracy
• Attention to detail, good organizational skills, and the ability to demonstrate thorough, accurate, and timely submission of all documentation
• Master's Degree
• Strong written and verbal communication
• Ability to analyze and accurately interpret state licensing requirements to provide accurate information
• Ability to effectively communicate, work in a team environment as well as independently and must have a high ability to take initiative
• Bachelor's Degree

Benefits

Training + Development

Interview process

Visa Sponsorship

Security clearance